ISRAEL, CIVIL DISOBEDIENCE AND THE HIGHER LAW
Louis Rene Beres - Professor of International Law, Department of
Political Science
Purdue University, West Lafayette IN 47907
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Soon - because of his planned "disengagement" from Jewish lands in Gaza
and Samaria - Prime Minister Sharon will encounter widespread civil disobedience
and civil resistance in Israel. Accompanying such civilian opposition may
also be substantial military refusals to carry out eviction/resettlement
orders against Jewish "settlers." Significantly, all of these rejections
of Sharon's policy of surrender will represent far more than random expressions
of anger and protest. Rather, they will stem purposefully and properly
from the ancient Jewish tradition of a Higher Law.
This vital Jewish tradition is authoritatively codified within the
constitutional foundations of all modern democracies, especially those
of the United States, and in contemporary international law. As will be
revealed in the following discussion, Prime Minister Sharon's intended
policy of overcoming disobedience and resistance in Israel, an essential
disobedience that is being spawned by the dangerous consequences of "disengagement,"
the earlier Oslo agreements and the larger "Peace Process," (which is currently
renamed the "Road Map") will be harshly destructive of Israel's security.
It will also be starkly injurious to the overriding expectations and associated
protections of Higher Law.
I
The principle of a Higher Law is not just "any principle." It is one
of the enduring and canonic principles in the history of the United States.
Codified in both the Declaration of Independence and in the Constitution,
it rests upon the acceptance of certain notions of right and justice that
obtain because of their own obvious merit. Such notions, as the celebrated
Blackstone declared, are nothing less than "the eternal, immutable laws
of good and evil, to which the creator himself in all his dispensations
conforms; and which he has enabled human reason to discover so far as they
are necessary for the conduct of human actions."
When Jefferson set to work to draft the Declaration he drew freely
upon Aristotle, Cicero, Grotius, Vattel, Pufendorf, Burlamaqui, and Locke's
Second Treatise of Government. Asserting the right of revolution whenever
government becomes destructive of "certain unalienable rights," the Declaration
of Independence posits a natural order in the world whose laws are external
to all human will and which are discoverable through human reason. Although,
by the eighteenth century, God had withdrawn from immediate contact with
humankind and had been transformed into Final Cause or Prime Mover of the
universe, "nature" provided an appropriate substitute. Reflecting the decisive
influence of Isaac Newton, whose Principia was first published in 1686,
all of creation could now be taken as an _expression of divine will. Hence,
the only way to know God's will was to discover the law of nature; Locke
and Jefferson had deified nature and denatured God.
What, exactly, was this law of nature? It was, as Jefferson learned
from Locke, the law of reason: According to Locke's second treatise:
The state of nature has a law to govern it, which obliges every one:
and reason, which is that law, teaches all mankind, who will but consult
it, that being all equal and independent, no one ought to harm another
in his life, health, liberty, or possessions....
In transgressing the law of nature, the offender declares himself to
live by another rule than that of reason and common equity, which is that
measure God has set to the actions of men....
A criminal, who having renounced reason, the common rule and measure
God hath given to mankind, hath, by the unjust violence and slaughter he
hath committed on one, declared war against all mankind.
As reason is the only sure guide to what God has given to humankind,
reason is the only foundation of true law. This Lockean and Jeffersonian
idea of a transcendent or Higher Law is expressed not only in the Declaration
of Independence, but also in the Constitution. The Ninth Amendment, in
stipulating that "the enumeration of certain rights in this Constitution
shall not prejudice other rights not so enumerated," reflects the belief
in a law superior to the will of human governance. And this belief runs
continuously from ancient times, especially Jewish Law, to the present
moment.
The Fragments of Heraclitus attest the antiquity of the idea of a Higher
Law: "For all human laws are nourished by one, which is divine. For it
governs as far as it will, and is sufficient for all, and more than enough."
Such Heraclitean dicta, offered somewhere around 500 B.C.E., entered into
later Stoic philosophy, and described one universal and rational law.
In 442 B.C.E., Sophocles elucidated the idea of true law as an act
of discovery, challenging the superiority of human rule-making in Antigone.
Exploring the essential conflict between claims of the state and of the
individual conscience, this drama has since been taken to represent the
incontestable supremacy of a Higher Law over man-made law. Later, in the
nineteenth century, Thoreau, noting that men live with "too passive a regard
for the moral laws," cited Antigone as a stirring example of civil disobedience.
Building upon Plato's theory of Ideas, which sought to elevate "nature"
from the sphere of contingent facts to the realm of immutable archetypes
or Forms, Aristotle advanced in his Ethics the concept of "natural justice."
Quoting the Antigone, he argued that "an unjust law is not a law."
This position, of course, is in stark contrast to the opinion of the Sophists
that justice is never more than an _expression of supremacy, that it is
what Thrasymachus calls, in Plato's Republic, "the interest of the stronger."
The Stoics, whose legal philosophy arose on the threshold of the Greek
and Roman worlds, regarded nature itself as the supreme legislator in the
moral order. Applying Platonic and Aristotelian thought to the emerging
cosmopolis, they defined this order as one where humankind, through its
divinely granted capacity to reason, can commune directly with the gods.
And since this definition required an expansion of Plato's and Aristotle's
developing notions of universalism, the Stoics articulated a division between
lex aeterna, ius natural and ius humanum.
Lex aeterna is the law of reason of the cosmos, the logos which rules
the universe. As an emanation of cosmic reason, human reason rules the
lives of men. It follows that natural law partakes of eternal law, though
it has a more limited range of application. Unlike the more elitist conception
of Plato (and, to a certain extent, even Aristotle), the Stoic idea of
an innate right reason presumed no divisions between peoples. Rather, in
linking all persons with the cosmic order, it established the essential
foundations of true universality.
Cicero, in De Republica, defined the state as a "coming together of
a considerable number of men who are united by a common agreement about
law and rights and by the desire to participate in mutual advantages."
This definition sheds light on the problems surrounding positivist jurisprudence,
a legal philosophy that values a state's edicts as intrinsically just and
obligatory. In a famous passage of De Republica, Cicero sets forth the
classic statement on natural law:
True law is right reason, harmonious with nature, diffused among all,
constant, eternal; a law which calls to duty by its commands and restrains
from evil by its prohibitions....It is a sacred obligation not to attempt
to legislate in contradiction to this law; nor may it be derogated from
nor abrogated. Indeed, by neither the Senate nor the people can we be released
from this law; nor does it require any but oneself to be its expositor
or interpreter. Nor is it one law at Rome and another at Athens; one now
and another at a late time; but one eternal and unchangeable law binding
all nations through all time....
Israel has an obligation under natural law to preserve itself. Where
the government of Israel acts contrary to this obligation - which is assuredly
the case with "disengagement" - it is not only the right of Israel's citizens
and soldiers to protest meaningfully, it is a decisive responsibility.
Even if Israel has already bound itself in various agreements (e.g., Oslo/"Road
Map") to implement evacuation of some of its own lands (presently Samaria
and Gaza), it must immediately recognize these agreements to be null and
void. In his OPINION ON THE FRENCH TREATIES, written on April 28, 1793,
Thomas Jefferson stated that when performance in international agreements
"becomes impossible, nonperformance is not immoral. So if performance becomes
self-destructive to the party, the law of self-preservation overrules the
laws of obligation to others." In that same document, Jefferson wrote:
"The nation itself, bound necessarily to whatever its preservation and
safety require, cannot enter into engagements contrary to its indispensable
obligations." It would be altogether reasonable to infer from this that
all states are similarly prohibited from entering into "disengagements"
that are "contrary to its indispensable obligations."
II
But what is to be done when positive law is at variance with true law,
the question in Israel at this very moment? The Romans had a remedy. They
incorporated in their statutes a contingency clause that man-made law could
never abrogate obligations that are sacred. On several occasions, Cicero
and others invoked this clause, or jus, against one statute or another.
In this way, the written law of the moment, never more than an artifact
of the civic community, remained subject to right reason.
Later, St. Augustine reaffirmed that temporal law must conform to the
unchangeable eternal law, which he defined as "the reason or will of God
(ratio divina vel voluntas Dei)." Aquinas continues this tradition of denying
the status of law to prescriptions that are unjust (lex iniusta non est
lex). "Human law," he wrote in the Summae, "has the quality of law only
insofar as it proceeds according to right reason; and in this respect it
is clear that it derives from the eternal law. Insofar as it deviates from
reason it is called an unjust law, and has the quality not of law, but
of violence."
The concept of a Higher Law was widely integrated into medieval jurisprudential
thought. According to John of Salisbury's Policraticus, "There are certain
precepts of the law which have perpetual necessity, having the force of
law among all nations and which absolutely cannot be broken." Recognizing
the idea that all political authority must be intrinsically limited, John
noted that the prince "may not lawfully have any will of his own apart
from that which the law or equity enjoins, or the calculation of the common
interest requires." Natural law, then, exists to frustrate political injustice.
In the seventeenth and eighteenth centuries, natural law doctrine was
reaffirmed and secularized by Grotius. Reviving the Ciceronian idea of
natural law and its underlying optimism about human nature, Grotius must
be credited with liberating this idea from any remaining dependence on
ecclesiastical or Papal interpretation. Building upon the prior speculations
of the Dominican Francisco de Vitoria, who had proclaimed a natural community
of humankind and the universal validity of human rights, Grotius fashioned
a bridge from the Christian Commonwealth of the Middle Ages to a new interstate
society. In this connection, he strengthened the idea of a universally
valid natural law transcending in obligation all human law, including the
law of the sovereign state.
Unlike Machiavelli and Hobbes, Grotius did not reduce law to the will
of the prince or of the state.53 Rather, while recognizing such will as
a constitutive element in the international legal order, he understood
that the binding quality of human edicts must be derived from the overriding
totality of natural imperatives. Hence, he proceeded to reject raison d'etat
as a just cause for war.
This brings us directly to the conveyance of natural law ideas into
American political theory, a transmittal - as we have already learned -
that was preeminently the work of Locke's Second Treatise on Civil Government
(1690). The codified American "duty" to revolt when governments commit
"a long train of abuses and usurpations" flows from Locke's notion that
civil authority can never extend beyond the securing of humankind's natural
rights. Significantly, for those practicing civil disobedience/civil resistance
in Israel today, the motto that Jefferson chose for his seal was, "Rebellion
to Tyrants Is Obedience to God." As for the right to pursue happiness,
which Jefferson drew from Burlamaqui's incorporation into natural law,
it had nothing whatever to do with today's contemporary celebrations of
materialism. Rather, happiness was viewed by Jefferson (in deference to
Pufendorf and Locke) as a condition to be achieved as a result of humankind's
commitment to reason.
Above all else, perhaps, the Declaration of Independence codified a
social contract that sets limits on the power of any government. Its purpose
was to articulate a set of universally valid constraints upon all secular
political authority. As justice, which is based on natural law, binds all
human society, the rights described by the Declaration of Independence
cannot be reserved only to Americans. Instead, they extend to all human
societies, including Israel, and can never be abrogated by positive law.
This theory of a Higher Law is based on clarity, self-evidence and
coherence. Its validity cannot be shaken by the presumed imperatives of
geopolitics, even when Israeli leaders feel themselves threatened by political
upheaval. Even if the Sharon Government takes seriously the promise of
"disengagement," it lacks altogether the authority to cancel overriding
legal imperatives.
Significantly, in an informed critique of the conduct of an earlier
Attorney-General of Israel serving then Prime Minister Ehud Barak, Irving
Gendelman, a citizen of Israel, observed:
It is interesting that there is a commonality between the US Declaration
of Independence and the Declaration of the Establishment of the State of
Israel in the enunciation of this underlying principle of government; namely,
that governments derive their just powers from the consent of the governed
and thus governments should be the means whereby the people may seek to
achieve their destiny. In a profound sense, the intent of these notions
may be to focus on the truism that government should be the handmaiden
of the people in contrast to the Machiavellian approach.
As noted by the Swiss scholar Emmerich de Vattel in the 1758 edition
of The Law of Nations (a work in which several American fathers of independence
discovered important maxims of political liberty): "No agreement can bind,
or even authorize, a man to violate the natural law." Rather, Vattel cautioned
that only obedience to higher legal obligations can produce a virtuous
and thus a safe and prosperous state: "One would have to be very ignorant
of political affairs not to perceive how much more capable a virtuous Nation
is of forming a happy, peaceful, flourishing and secure state, respected
by its neighbors and formidable to its enemies."
III
In the end, the Higher Law expectations of the American political tradition,
expectations that apply also to Israel, are not self-enforcing. Defied
again and again by transient political elites, they can be sustained only
where individuals seize their own inwardness and act (as does Antigone
before Creon ) according to conscience. "Why has every man a conscience,"
asks Thoreau in his essay on Civil Disobedience.
I think that we should be men first, and subjects afterwards. It is
not desirable to cultivate a respect for the law, so much as for the right.
The only obligation which I have a right to assume is to do at any time
what I think right. It is truly enough said that a corporation has no conscience;
but a corporation of conscientious men is a corporation with a conscience.
Where are such "conscientious men" (and women) to be found? Certainly
not, says Thoreau, among the "commonly esteemed good citizens." These mass
men and women serve the state "not as men mainly, but as machines, with
their bodies." Placing themselves "on a level with wood and earth and stones,"
they are incapable of making essential moral distinctions; thus, "they
are as likely to serve the devil, without intending it, as God." This is
easily enough seen today in Israel, where many citizens are still unable
to recognize the difference between transient laws of the state and true
law, a difference that is deeply rooted in Jewish Law and international
law, and that demands the authentically law-enforcing behavior of civil
disobedience and/or civil resistance.
Can Israel create the conditions for a conscientious "corporation"
though the education of an informed citizenry? From Rousseau to the present,
this has been the path of virtually all democratic theory. Rousseau believed
that law and liberty could exist in a city-state of properly educated voters
like Geneva:
As he stipulates in Book III of the Social Contract:
First, a very small state where the people can be readily got together
and where each citizen can with ease know all the rest; secondly, great
simplicity of manners, to prevent business from multiplying and raising
thorny problems; next, a large measure of equality in rank and fortune,
without which equality of rights and authority cannot long subsist; lastly,
little or no luxury - for luxury either comes of riches or makes them necessary.
But Israel is not Geneva, and Rousseau's idea that (even under very
definite conditions) a majority can be trusted with what is really best
for "the people" is always baneful. The dangers of the "general will" have
been made manifest not only in the exploits of Robespierre and Napoleon,
but also in the banal collectivism of contemporary Israel's political Left
and its sometimes unwitting allies, whatever the particular political party
affiliations involved. Although certainly not by any means a majority (quite
the contrary), this deluded segment of Israelis fails to recognize that
the struggle against terror is deeply embedded in the laws of its allies,
in antecedent international law, and that all terrorists are Hostes humani
generis, "Common enemies of mankind."
Rousseau's deification of The People points toward the very opposite
of the Higher Law tradition and its underlying Jewish origins. The Genevan
made "The People" sovereign; for Israel, however, sovereignty must soon
come to reside in The Person. As Thoreau understood, apathy, complacency
passivity and moral cowardice are the inevitable trappings of the mass
of men and women. Hope lies only in those real individuals whose primary
allegiance is to overriding and universal laws, not in the presumptive
"good citizen" but in the "wise minority."
What is the task of this body of persons, which - in fact - could easily
represent a true and distinct majority, of those individuals whose choice
of inwardness compels them to remain forever outside the grazing herd?
Thoreau speaks truthfully of civil disobedience, an act of "counter-friction"
that may undermine expediency and restore higher standards of personal
judgment. Confronted with an evil of the sort now confronted by Israelis,
the evil of an existentially dangerous foreign policy, he would urge, as
he once did about other policy deformations in Civil Disobedience, "Let
your life be a counter-friction to stop the machine. What I have to do
is to see, at any rate, that I do not lend myself to the wrong which I
condemn."
This is not to suggest that civil disobedience or civil resistance
should be undertaken lightly. As the authors of the Declaration of Independence
understood, prudence dictates that "Governments long established should
not be changed for light and transient causes." Moreover, even much less
extreme forms of opposition than revolution must be considered with great
care, since the benefits and strengths of the state are manifest and self-evident.
What we require in Israel today is neither revolution nor even regularized
patterns of civil disobedience or resistance, but rather a greatly enlarged
citizen inclination (1) to recognize the prevailing draft of unwisdom in
the Sharon Government; and (2) to confront those responsible for this drift
with a sustained, informed and necessary opposition. Such a confrontation,
when it takes the form of active protest and far-reaching non-cooperation
(civilian and military) would represent the very highest levels of lawful
behavior - both from the standpoint of international law and Jewish law.
In the years before the Civil War, thousands of Americans organized
an Underground Railroad to help those fleeing from slavery. At that time,
those who participated in this movement were judged lawbreakers by the
Federal government, and were frequently imprisoned under the Fugitive Slave
Act. Today, it is widely recognized that the only lawbreakers of the period
were those who sustained the system of slavery, and that every individual
act to oppose this system had been genuinely law-enforcing. Similar patterns
of recognition will soon emerge in regard to the anti-"disengagement" movement
in Israel, but, alas, probably not until the Sharon administration has
fought bitterly against the legitimacy of civil disobedience and civil
resistance.
Here Israel may learn a further lesson from the United States. This
country has long maintained a common law defense known as "necessity."
This defense, which has also now been incorporated into various state criminal
codes, permits conduct that would otherwise constitute an offense if the
accused believed that such conduct was necessary to avoid a public or private
injury greater than the injury which might reasonably result from his/her
own conduct. Transposed to the Israeli context, where the greater public
and private injury occasioned by "disengagement" could include expanding
terrorism, war crimes, crimes against peace (aggression) and even crimes
against humanity (genocide), a "necessity" defense could be compelling
in disobedience/resistance cases. This is the case even if Israeli law
recognizes no explicit form of "necessity," because this law must recognize
the Higher Law principle from which the "necessity" defense derives. This
principle, in an ironic turn, has its own origins in the law of ancient
Israel.
IV
"When I get to heaven," said the Hasidic Rabbi Susya just before his
death, "they will not ask me, `Why were you not Moses?' but `Why were you
not Susya?'" Unless they are successful, when the People of Israel come
to confront the dire consequences of "disengagement" they will ask many
things: "Why did we not oppose the Government, when we still had time,
with apt forms of disobedience and resistance?" "Why did we not do what
we were obligated to do?" "Why did we act in a fashion contrary to our
own unique Jewish potentiality?" "Why did we abandon our Jewish traditions
and our survival interests at the same time?"
Of course, some of the People will not need to ask these questions.
These people will have already done what was required by law, both by Jewish
law and by international law. Regarding Jewish Law, which is itself a foundation
of International Law, the earlier important Halachic Opinion issued by
prominent rabbis in Israel should be taken very seriously. The ruling that
"It is forbidden, under any circumstance, to hand over parts of Eretz Yisrael
to Arabs," derives in part from the obligations of "Pikuach Nefesh," the
obligations to save Jewish lives in a matter of life or death. Where the
Government of Israel, by proceeding with "disengagement," jeopardizes Jewish
lives and places them in a situation of Pikuach Nefesh, acts of civil disobedience
and civil resistance against this Government are not only permissible,
but also law-enforcing.
Regarding international law, there are standing Nuremberg obligations
to resist crimes of state, crimes such as those involved in deliberate
assaults upon the principle of Nullum crimen sine poena and in flagrant
indifference to national survival. Major legal theorists through the centuries,
especially Bodin, Hobbes and Leibniz, always understood that the provision
of security is the first obligation of the state. Where the state can no
longer provide such security, it can no longer expect obedience. And where
the state actively avoids the provision of such security, as is the case
today in Prime Minister Sharon's wilful surrender of security to enemy
Arab forces, citizens have an obligation to resist the state's policies.
Indeed, as the Sharon Government's policies could lead even to another
Jewish genocide, this proper obligation could arguably go far beyond the
more gentle forms of disobedience and resistance.
International law, which is based upon a variety of Higher Law foundations,
forms part of the law of all states, including the State of Israel. This
is the case whether or not the incorporation of international law into
municipal law is codified explicitly, as it is in the United States. It
follows that the Government of Israel is bound by pertinent norms of international
law concerning punishment of terrorist crimes, the prevention of genocide
and physical survival of the state. Where this Government fails to abide
by these peremptory norms, civil disobedience and/or civil resistance are
not only permissible but required.
V
AFTERWORD/ Why There Are No "Israel Occupied Territories" From Which
To "Disengage"
Contrary to widely-disseminated but erroneous allegations, a sovereign
state of Palestine did not exist before 1967 or 1948; a state of Palestine
was not promised by authoritative U.N. Security Council Resolution # 242.
Indeed, a state of Palestine has NEVER existed.
As a nonstate legal entity, Palestine ceased to exist in 1948, when
Great Britain relinquished its brutal (to the Jews) League of Nations mandate.
When, during the 1948-49 War of Independence, Judea/Samaria and Gaza came
under illegal control of Jordan and Egypt respectively, these aggressor
states did not put an end to an already-existing Arab state. From the Biblical
Period (ca. 1350 BCE to 586 BCE) to the British Mandate (1918 - 48), the
land named by the Romans after the ancient Philistines (a naming to punish
and to demean the Jews) was controlled exclusively by non-Palestinian elements.
Significantly, however, a continuous chain of Jewish possession of the
land was legally recognized after World War I at the San Remo Conference
of April 1920. There, a binding treaty was signed in which Great Britain
was given mandatory authority over Palestine (the area had been ruled by
the Ottoman Turks since 1516) to prepare it to become the "national home
for the Jewish People."
Palestine, according to the treaty, comprised territories ecompassing
what are now the states of Jordan and Israel, including Judea/Samaria and
Gaza. Present-day Israel, including Judea/Samaria and Gaza, comprises only
twenty-two percent of Palestine as defined and ratified at the San Remo
Peace Conference. In 1922, Great Britain unilaterally and illegally split
off seventy-eight percent of the lands promised to the Jews - all of Palestine
east of the Jordan River - and gave it to Abdullah, the non-Palestinian
son of the Sharif of Mecca. Eastern Palestine now took the name Transjordan,
which it retained until April 1949, when it was renamed as Jordan.
From the moment of its creation, Transjordan was closed to all Jewish
migration and settlement, a clear betrayal of the British promise in the
Balfour Declaration of 1917, and a contravention of its Mandatory obligations.
On July 20, 1951, a Palestinian Arab assassinated King Abdullah for his
hostility to Palestinian nationalist aspirations. Several years prior to
Abdullah's murder, in 1947, the newly-formed United Nations, rather than
designate the entire land west of the Jordan River as the Jewish National
Homeland, enacted a second partition. Ironically, because this second fission
gave grievously unfair advantage to the Arabs (whose genocidal views toward
the Jews were already open and undisguised), Jewish leaders accepted the
painful judgment while the Arab states uniformly rejected it.
On May 15, 1948, exactly one day after the State of Israel came into
formal existence, Azzam Pasha, Secretary General of the Arab League, declared
- to the new tiny state founded upon the ashes of the Holocaust: "This
will be a war of extermination and a momentous massacre...." This declaration,
of course, has been and remains the cornerstone of all subsequent Arab
policies toward Israel. In 1967, almost twenty years after Israel's entry
into the community of nations, the Jewish State - as a result of its stunning
military victory over Arab aggresor states - gained unintended control
over Judea/Samaria and Gaza. Although the inadmissibility of acquisition
of territory by war had already been enshrined in the U.N. Charter, there
existed no authoritative sovereign to whom the territories could be "returned."
Leaving aside the compelling argument that these were Jewish lands, Israel
could hardly have been expected to transfer these lands back to Jordan
and Egypt, which had exercised wholly illegitimate and cruel control since
the Arab-initiated war of extermination in 1948 - 49. Moreover, the idea
of Palestinian "self-determination" was only just beginning to emerge after
the Six Day War, and was not even codified in U.N. Security Council Revolution
# 242, which had been adopted on November 22, 1967. For their part, the
Arab states convened a summit in Khartoum in August 1967, concluding: "No
peace with Israel, no recognition of Israel, no negotiations with it...."
Since then there have been intermittent negotiations, even formal peace
treaties with Egypt and Jordan, but no substantive changes on the Arab
side. To this very day, no Arab maps include Israel, and on the official
Palestinian Authority maps, "Palestine" includes ALL of Israel. There are
no "two states" on the Palestinian maps. Yet it is to this same Palestinian
Authority that Israeli Prime Minister Sharon now prepares to surrender
Gaza and parts of Samaria.
--------------------
LOUIS RENE BERES was educated at Princeton (Ph.D., 1971) and is
author of many books and articles dealing with international law. Prof.
Beres is the academic advisor to the Freeman Center For Strategic Studies.
Published February 7 2005 by site
http://www.freeman.org/
Russian version